Houlihan Lokey Inc – Lobbying Governance & Transparency

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Lobbying Governance

Overall Assessment	Analysis	Score
None	Despite detailing policies such as “Political Contributions” and “Anti-Bribery and Corruption,” the evidence does not reference any oversight, review, or alignment process specific to lobbying or describe who within the leadership reviews or approves lobbying activities. While the company states it “maintains a full-time team that develops and implements our regulatory compliance policies and procedures,” this pertains broadly to compliance rather than to governing direct or indirect lobbying efforts. We found no evidence of a policy for aligning lobbying with the company’s climate or sustainability goals, nor any mention of board or executive sign-off or monitoring of lobbying activities. View Sources	E

Overall Assessment

Analysis

Score

None

Despite detailing policies such as “Political Contributions” and “Anti-Bribery and Corruption,” the evidence does not reference any oversight, review, or alignment process specific to lobbying or describe who within the leadership reviews or approves lobbying activities. While the company states it “maintains a full-time team that develops and implements our regulatory compliance policies and procedures,” this pertains broadly to compliance rather than to governing direct or indirect lobbying efforts. We found no evidence of a policy for aligning lobbying with the company’s climate or sustainability goals, nor any mention of board or executive sign-off or monitoring of lobbying activities.

View Sources

Lobbying Transparency

Overall Assessment	Analysis	Score
None	No evidence found	E