Guotai Junan International Holdings Ltd – Lobbying Governance & Transparency

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Lobbying Governance

Overall Assessment	Analysis	Score
None	Guotai Junan International Holdings Ltd outlines a detailed ESG governance framework—"the ESG Committee has been established under the Board to advise and assist the Board in overseeing and enhancing the ESG management of the Group" and describes how the committee "sets overall ESG vision, objectives and strategies" and authorizes an "ESG Working Group" with three functional divisions to implement sustainability strategies. However, we found no evidence of any governance process specific to lobbying activities, whether direct or indirect, nor any reference to oversight, monitoring, or management of climate-related lobbying efforts. View Sources	E

Overall Assessment

Analysis

Score

None

Guotai Junan International Holdings Ltd outlines a detailed ESG governance framework—"the ESG Committee has been established under the Board to advise and assist the Board in overseeing and enhancing the ESG management of the Group" and describes how the committee "sets overall ESG vision, objectives and strategies" and authorizes an "ESG Working Group" with three functional divisions to implement sustainability strategies. However, we found no evidence of any governance process specific to lobbying activities, whether direct or indirect, nor any reference to oversight, monitoring, or management of climate-related lobbying efforts.

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Lobbying Transparency

Overall Assessment	Analysis	Score
None	No evidence found	E